Worksheet

Audit trail review sheet

Each high-risk action gets its own line, covering posted entry edits, deletions, price changes, credit limit changes and role changes, in the order a reviewer would test them. Columns hold the date range reviewed, log lines found, exceptions queried, reason recorded, reviewer’s name and sign-off date, with a spare row for anything odd spotted along the way. The footer names the export folder.

Name: ______________________   Business: ______________________   Date: ______________

Scroll the table sideways to see every column.

Cross out or rewrite any heading that does not fit your business. From the guide “What an audit trail records and what an auditor expects to see”, www.gullysystem.com/blog/what-an-audit-trail-records-and-what-an-auditor-expects-to-see